Comply With Ethical and Operational Guidelines, Legislation and Regulations in Financial Planning
2nd
Edition
(January, 2022)
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Chapter List:
01 Identify and Apply Compliance Requirements to Financial Planning Work
02 Apply Ethical Standards and Operational Compliance Guidelines to Financial Planning
03 Review Compliance of Own Work
Subjects covered:
FNSFPL621 - Comply With Ethical and Operational Guidelines
Legislation and Regulations in Financial Planning
01 Identify and Apply Compliance Requirements to Financial Planning Work
02 Apply Ethical Standards and Operational Compliance Guidelines to Financial Planning
03 Review Compliance of Own Work
Subjects covered:
FNSFPL621 - Comply With Ethical and Operational Guidelines
Legislation and Regulations in Financial Planning
