Comply With Ethical and Operational Guidelines, Legislation and Regulations in Financial Planning

Comply With Ethical and Operational Guidelines, Legislation and Regulations in Financial Planning

by Robert Dickerson & Harry Gosper
2nd Edition (January, 2022)
ISBN:
  • $99.00


Chapter List:
01 Identify and Apply Compliance Requirements to Financial Planning Work
02 Apply Ethical Standards and Operational Compliance Guidelines to Financial Planning
03 Review Compliance of Own Work

Subjects covered:
FNSFPL621 - Comply With Ethical and Operational Guidelines
Legislation and Regulations in Financial Planning

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